Compliance Officer – Equity Release File Checker. Knowle
The Right Mortgage
We are a completely independent Network for mortgage and protection brokers with over 400 members across the UK
Benefits of a Compliance Officer – Equity Release File Checker
Here at The Right Mortgage, we believe a happy work force is a productive work force. Our company benefits include, an annual profit share scheme, a staff appreciation week, an annual company day out, a discount/cashback app, a pension scheme and many more
Responsibilities of a Compliance Officer – Equity Release File Checker
· To undertake case file reviews ensuring they meet the relevant standards set by the company.
· To liaise daily with advisers offering help and assistance with the processes and use of the back office systems. (The Key)
· Communicate with the compliance team regarding concerns/issues
· Chasing up any outstanding compliance requirements.
· To be able to identify any risks to the company/adviser on the advice provided.
· To demonstrate a common sense approach.
Requirements of a Compliance Officer – Equity Release File Checker
· Excellent communication skills and financial industry background with strong Equity Release knowledge
· Excellent IT skills
· Experience using databases
· Accuracy and good attention to detail
· Good organisational skills
· Must have CEMAP OR FPC 1, 2 and must have ER1 or equivalent
Salary of a Compliance Officer – Equity Release File Checker
Please contact Eva Stenson eva.stenson@therightmortgage.co.uk, for further information regarding salary.
Working pattern of a Compliance Officer – Equity Release File Checker
Monday – Friday
9am – 5pm